Compliance, Risk Management, Operational Excellence, and Financial Crimes Advisory

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Our Experience

Asurity Advisors is a financial services consulting firm established and led by industry experts with a passion for client service.

As a team of former bankers, business and compliance professionals, and regulators, Asurity Advisors has decades of collective experience across the financial services industry. We bring a unique and highly informed approach to every engagement, customized to our clients’ needs. From business process optimization to technology transformation to risk and compliance, Asurity Advisors has experts that are attuned to the latest industry insights and are recognized throughout the industry for their expertise.

At Asurity Advisors, we stand apart from other consulting firms in many ways, but chief among them is our exclusive focus on financial services – this is the one market we serve, so our clients get the full depth and breadth of our industry-specific expertise and experience.

Services

Led by domain experts with decades of industry, business, regulatory, and advisory experience, Asurity Advisors partners with the financial services industry on their most important initiatives. We provide subject-matter expertise to all three lines of defense on compliance and risk management, financial crimes, mortgage, and more. We also provide managed services and staff augmentation to assist institutions with resource gaps, advise fintech organizations, reengineer processes for greater efficiency, and serve as a trusted advisor to our clients.

Training

Asurity Advisors leverages our expertise to enrich your financial institution’s skillset by reviewing, creating, and delivering training programs.

Marketing Compliance Review

Asurity Advisors experts help ensure a financial institution’s advertisements are compliant with federal regulations.

Fintech Compliance / Banking As-A-Service

Asurity Advisors can pressure-test to demonstrate your organization’s compliance efforts are well-designed and work effectively for both fintechs and their bank partners.

Operational Reviews / Process Improvement

Asurity Advisors experts help ensure an organization integrates efficiencies throughout the first, second and third lines of defense.

Risk Assessments

Asurity Advisors experts help develop industry-standard quantitative and qualitative approaches to manage an institution’s risk and control environment.

Enterprise Risk Management

Asurity Advisors experts help your institution develop a holistic approach to your enterprise risk management needs.

Staff Augmentation / Managed Services

Asurity Advisors leverages our on-shore domain expertise to support and extend your capabilities.

Mortgage and HMDA Support Services

Asurity Advisors experts help to ensure your organization is meeting its regulatory requirements.

CMS Reviews

Asurity Advisors provides our clients capabilities to assist in understanding and effectively mitigating risk with an integrated approach.

Small Business Lending (Section 1071)

Asurity Advisors experts help to formulate and implement new small business lending regulatory requirements.

CRA Program Support

Asurity Advisors partners with financial institutions in their efforts to meet regulatory community development expectations.

Statistical Analyses

Asurity Advisors’ quantitative experts can provide model building and tailored statistical analyses needed to ensure robust fair lending programs.

Fair and Responsible Banking

Asurity Advisors provides expert advice to help financial institutions meet their regulatory obligations to treat consumers and communities fairly and equitably.

Crossing the $10B Threshold

Asurity Advisors offers full-spectrum advice on regulatory issues related to banks crossing the $10B asset threshold.
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