Regulatory Compliance and Risk Management Services

Leading industry experts who help you mitigate regulatory, operational, and compliance risks while enhancing efficiencies

Our Experience

Asurity Advisors is a financial services consulting firm established and led by industry experts with a passion for client service.

As a team of former bankers,  compliance professionals and regulators with decades of collective experience, the Asurity Advisors team brings a unique and highly informed perspective to every engagement.

At Asurity Advisors, we stand apart from other consulting firms in many ways, but chief among them is our exclusive focus on financial services – this is the only market we serve, so our clients get the full depth and breadth of our industry-specific expertise and experience.

Services

Led by domain experts with decades of industry, regulatory, and advisory experience, Asurity Advisors can help you mitigate regulatory, operational, and compliance risks while enhancing efficiencies. We provide subject-matter expert advice, managed services and staff augmentation to fill short- or long-term resource gaps, expertise to banks crossing the $10 billion asset threshold, and full-spectrum advice to fintechs and other entities of all sizes in the consumer credit space.

CMS Reviews

Asurity Advisors provides our clients capabilities to assist in understanding and effectively mitigating risk with an integrated approach.

Crossing the $10B Threshold

Asurity Advisors offers full-spectrum advice on regulatory issues related to banks crossing the $10B asset threshold.

Fair and Responsible Banking

Asurity Advisors provides expert advice to help financial institutions meet their regulatory obligations to treat consumers and communities fairly and equitably.

Statistical Analyses

Asurity Advisors’ quantitative experts can provide model building and tailored statistical analyses needed to ensure robust fair lending programs.

CRA Program Support

Asurity Advisors partners with financial institutions in their efforts to meet regulatory community development expectations.

Small Business Lending (Section 1071)

Asurity Advisors experts help to formulate and implement new small business lending regulatory requirements.

Mortgage and HDMA Support Services

Asurity Advisors experts help to ensure your organization is meeting its regulatory requirements.

Staff Augmentation / Managed Services

Asurity Advisors leverages our on-shore domain expertise to support and extend your capabilities.

Enterprise Risk Management

Asurity Advisors experts help your institution develop a holistic approach to your enterprise risk management needs.

Risk Assessments

Asurity Advisors experts help develop industry-standard quantitative and qualitative approaches to manage an institution’s risk and control environment.

Operational Reviews / Process Improvement

Asurity Advisors experts help ensure an organization integrates efficiencies throughout the first, second and third lines of defense.

Fintech Compliance / Banking As-A-Service

Asurity Advisors can pressure-test to demonstrate your organization’s compliance efforts are well-designed and work effectively for both fintechs and their bank partners.

Marketing Compliance Review

Asurity Advisors experts help ensure a financial institution’s advertisements are compliant with federal regulations.

Training

Asurity Advisors leverages our expertise to enrich your financial institution’s skillset by reviewing, creating, and delivering training programs.
Announcements
Effective Board Reporting

Empower Your Board, Empower Your Bank: The Art of Effective Board Reporting

Latest Insights

Learn more about our services. Connect with our experts today.