Compliance, Risk Management, Operational Excellence, and Financial Crimes Advisory

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Our Experience

Asurity Advisors is a financial services consulting firm established and led by industry experts with a passion for client service.

As a team of former bankers, business and compliance professionals, and regulators, Asurity Advisors has decades of collective experience across the financial services industry. We bring a unique and highly informed approach to every engagement, customized to our clients’ needs. From business process optimization to technology transformation to risk and compliance, Asurity Advisors has experts that are attuned to the latest industry insights and are recognized throughout the industry for their expertise.

At Asurity Advisors, we stand apart from other consulting firms in many ways, but chief among them is our exclusive focus on financial services – this is the one market we serve, so our clients get the full depth and breadth of our industry-specific expertise and experience.

Services

Led by domain experts with decades of industry, business, regulatory, and advisory experience, Asurity Advisors partners with the financial services industry on their most important initiatives. We provide subject-matter expertise to all three lines of defense on compliance and risk management, financial crimes, mortgage, and more. We also provide managed services and staff augmentation to assist institutions with resource gaps, advise fintech organizations, reengineer processes for greater efficiency, and serve as a trusted advisor to our clients.

Enterprise Risk Management

Asurity Advisors’ team of risk professionals partners with institutions of every size and risk profile to deliver meaningful results across the enterprise.

Financial Crimes Risk Management

Asurity Advisors takes a risk-based approach to help organizations design, assess, and strengthen financial crimes compliance programs, ensuring they are fit for purpose, scalable for growth, and meet requirements.

Fintech/Banking As-A-Service

Fintechs are engrained into the fabric of the global financial services industry. Asurity Advisors is at the forefront of emerging technologies and innovation, serving our fintech clients through all stages.

State Specific Regulatory Requirements

Asurity Advisors supports institutions facing increased state oversight, multi-state expansion, or compliance enhancement by delivering practical insights and guidance to confidently navigate evolving state regulatory expectations.

CMS Reviews

Asurity Advisors’ team of compliance experts evaluate, enhance, and optimize compliance management systems (CMS) through focused review, tailored to each institution’s business and risk profile.

Fair and Responsible Banking

Asurity Advisors experts utilize a variety of tools to help financial institutions meet their fair and responsible banking obligations to treat consumers and communities fairly and equitably.

Process Optimization and Technology Transformation

Asurity Advisors helps financial institutions enhance performance and drive measurable operational efficiency through strategic process optimization, including with the integration of new technologies.

Mortgage Operations and Compliance

Asurity Advisors’ experts help to ensure your organization is meeting its regulatory requirements as well as achieving efficiency, effectiveness, and optimization throughout every phase of the mortgage lifecycle.

HMDA Support Services

Asurity Advisors have been at the forefront of HMDA compliance for decades. From advisory to data integrity, we counsel our clients on best practices and industry standards.

CRA Program Support

Asurity Advisors partners with financial institutions to help them meet the needs of their low- and moderate-income customers and communities through strong CRA programs. 

Risk Assessments

Asurity Advisors develops and implements robust risk assessments using quantitative and qualitative methodologies across every aspect of financial services.

Small Business Lending – Section 1071

While recent regulatory developments have extended implementation timelines, lenders should use this additional time strategically to ensure systems and processes will be optimized and compliant.

Operational Risk Management

Asurity Advisors helps financial institutions and fintechs strengthen operational risk frameworks, respond to issues, and enhance controls through practical improvements that increase efficiency, scalability, resiliency, and risk management effectiveness.

Staff Augmentation / Managed Services

Asurity Advisors leverages our on-shore resources and domain expertise to support and extend your capabilities.

Lookback Reviews and Remediation

Asurity Advisors helps organizations plan and execute lookback reviews and remediation initiatives that are structured, risk-based, and aligned with regulatory expectations.

Training

Asurity Advisors leverages our expertise to enrich your financial institution’s skillset by reviewing, creating, and delivering customized training programs to all audiences.

Expert Witness

With our team of former banking executives and regulators, Asurity Advisors have industry veterans who have served as expert witnesses in a variety of matters.
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