Operational Risk Management

Whether you are building an operational risk framework, responding to issues, or strengthening existing controls, Asurity Advisors provides the expertise needed to manage risk while improving operational resiliency. We help financial institutions and fintechs strengthen their operational risk management frameworks by driving operational improvements that support efficiency, scalability, and control. 

Operational risk can arise from people, processes, systems, and external events, and significantly impact financial performance, customer trust, and regulatory standing. As business models become more complex and technology driven, effective operational risk management is critical to organizational resilience. We support the design, assessment, and optimization of operational risk programs embedded within the organization. 

  • Operational Framework Design, Assessment, and Dependency Analysis
  • Risk and Control Self-Assessments
  • Key Risk Indicators, Key Performance Indicators, and Other Metrics
  • Issue Management, Tracking, and Change Management

Delivering Value: Our approach emphasizes a risk management with operational reality:

 

  • Developing risk-based methodologies aligned with strategic business objectives
  • Identifying cross-functional integrations among first, second, and third lines of defense
  • Creating actionable recommendations grounded in reality 
  • Focusing on sustainability and continuous improvement 
Representative Case Studies

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