Asurity supported an AI-driven fintech entering the mortgage market by building a comprehensive CMS and financial crimes compliance framework, including licensing guidance, governance infrastructure, and policy development.
Case Study Category: Fintech Compliance / Banking-as-a-service
BSA/AML Program Optimization
Asurity Advisors optimized a community bank’s BSA/AML program by reducing manual processes, refining monitoring parameters, and delivering a prioritized 30-, 60-, and 90-day roadmap to enhance efficiency and risk management.
Fintech Governance Reviews
A fintech partnered with Asurity to review BSA/AML/OFAC and fair lending governance, validate policies and practices, identify gaps, and strengthen compliance oversight in support of bank-fintech partnership obligations.