Originally published in ABA Risk and Compliance, January/February 2026 Risk assessments offer a systematic process for institutions to identify, evaluate, […]
Related Service: Compliance
OCC Doubles Down on Federal Preemption
On December 23, the Office of the Comptroller of the Currency (OCC) released two Notices of Proposed Rulemaking (NPRM) relating […]
District Court Clarifies CFPB Injunction in NTEU v. Vought
District Court Clarifies CFPB Injunction in NTEU v. Vought On December 30, the United States District Court for the District […]
Location, location, location: Risk Management and Geospatial Data
(A prior version of this article was published in ABA Risk and Compliance, November/December 2025) Banks are expanding the use […]
Comptroller Weighs in on Preemption Appeal
At the December 11, 2025 meeting of the Financial Stability Oversight Council (FSOC), Comptroller of the Currency Jonathan Gould issued […]
Fair Lending Analytics and Advisory Services
Asurity analyzed a mortgage lender’s HMDA data for underwriting, pricing, and redlining risks, conducted matched-pair file reviews, provided staff training, and delivered executive reporting to support fair lending compliance.
Fintech Governance Reviews
A fintech partnered with Asurity to review BSA/AML/OFAC and fair lending governance, validate policies and practices, identify gaps, and strengthen compliance oversight in support of bank-fintech partnership obligations.
Fair Lending Gap Analysis and Redlining Analytics
A regional bank partnered with Asurity to assess fair lending program gaps, perform OCC-style redlining analytics using HMDA data, identify risk drivers, and strengthen performance ahead of a regulatory exam.
Chopra to Run Consumer Protection Working Group
The Democratic Attorneys General Association announced that they hired former Consumer Financial Protection Bureau (CFPB) Director Rohit Chopra to lead […]
The New Era of Account Takeover Fraud: What Banks Must Do Now
Account takeover (ATO) fraud has historically been viewed as a predictable fraud typology driven by theft of credentials and largely […]