Fintech Compliance / Banking-As-A-Service

Asurity Advisors can help demonstrate compliance efforts are well designed and work effectively for both fintechs and their bank partners.

Asurity Advisors can assist fintech or financial institutions with fintech partners in building compliance management systems (CMS), creating or modifying policies and procedures, developing or augmenting monitoring and testing programs, reviewing or creating risk assessments, analyzing third party risk management, and more.

  • Compliance Management System (CMS) Builds
  • Policies and Procedures Development and Enhancements
  • Monitoring and Testing Programs
  • Risk Assessment Review or Development
Representative Case Studies

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