Asurity partnered with a regional bank to standardize fair lending KRIs and KPIs across products and business lines, delivering consistent, enterprise-wide insight to proactively identify, measure, and manage risk.
Case Study Category: CMS Reviews
Fintech Governance Reviews
A fintech partnered with Asurity to review BSA/AML/OFAC and fair lending governance, validate policies and practices, identify gaps, and strengthen compliance oversight in support of bank-fintech partnership obligations.
CMS Design and Effectiveness Review
Financial technology (“fintech”) companies engaging in banking activities, such as underwriting and originating loans, are often required by their partner banks to have a compliance management system (“CMS”)…
Complaints Testing and Risk Assessment
Financial institutions are required by their regulators to have a Compliance Management System (CMS) that effectively manages consumer compliance related risks.