Related Service: Regulatory

BSA/AML Program Optimization

Asurity Advisors optimized a community bank’s BSA/AML program by reducing manual processes, refining monitoring parameters, and delivering a prioritized 30-, 60-, and 90-day roadmap to enhance efficiency and risk management.

OCC Doubles Down on Federal Preemption

On December 23, the Office of the Comptroller of the Currency (OCC) released two Notices of Proposed Rulemaking (NPRM) relating […]

Comptroller Weighs in on Preemption Appeal

At the December 11, 2025 meeting of the Financial Stability Oversight Council (FSOC), Comptroller of the Currency Jonathan Gould issued […]

Fair Lending Analytics and Advisory Services

Home Mortgage Disclosure Act Compliance

Asurity analyzed a mortgage lender’s HMDA data for underwriting, pricing, and redlining risks, conducted matched-pair file reviews, provided staff training, and delivered executive reporting to support fair lending compliance.

Incentive Compensation Review

Asurity reviewed a bank’s incentive compensation program, evaluated subjective risk components, benchmarked industry peers, and delivered findings, recommendations, and best practices to enhance oversight.

Mock Exam: Collections Acts and Practices

Staff Augmentation_ Fair Lending Analytics and Comparative File Review

A digital bank used an FDCPA mock exam to identify debt collection risks, strengthen controls, improve oversight, and proactively prepare for regulatory scrutiny across its auto-loan servicing portfolio.

Chopra to Run Consumer Protection Working Group

The Democratic Attorneys General Association announced that they hired former Consumer Financial Protection Bureau (CFPB) Director Rohit Chopra to lead […]