Insights

Our Insights provide timely analysis and practical perspective on regulatory, risk, and operational issues affecting financial services organizations.

Crunching the Numbers: Elevating Compliance Risk with Quantitative Intelligence

As the regulatory environment evolves, financial institutions are reassessing their approaches to compliance risk. The traditional reliance on qualitative narratives, […]

Under New Management: The Trump Administration Reshapes Federal Banking Supervision

With the recent confirmations of Michelle Bowman as Vice Chair for Supervision at the Board of Governors of the Federal […]

Efficiency as a Mandate: BSA Modernization and Its Implications for Financial Institutions

In mid-June 2025, Deputy Secretary of the Treasury Michael Faulkender delivered prepared remarks at the 62nd Bank Secrecy Act Advisory […]

Reconsideration of Value: A critical component of appraisal review

(Article originally published in ABA Risk and Compliance, May/June 2025) It’s not been news to anyone over the past few […]

How Chief Compliance Officers Can Juggle Priorities in a Sea of Change

Many Chief Compliance Officers have heard, or even said the phrase “If you think compliance is expensive, you should see […]

FinCEN Extends Beneficial Ownership Information Reporting Deadline

On February 18, 2025, the U.S. District court for the Eastern District of Texas issued a decision that affects beneficial […]

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Insights

Our Insights provide timely analysis and practical perspective on regulatory, risk, and operational issues affecting financial services organizations.

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